Research and Case Studies

Follow

• 

  Lessons and Legacies of the War in Ukraine: Conference Report

  Jeffrey Mankoff

  The international conference titled “Lessons and Legacies of the War in Ukraine” took place on November 17, 2023, at the National Defense University in Washington, DC. Hosted by the University’s Institute for National Strategic Studies, the conference brought together perspectives from practitioners in the U.S. Government and uniformed military, along with experts from academia and the think tank community in the United States, United Kingdom, Ukraine, and Taiwan, to discuss the lessons that the United States and its allies should take from the first year and a half of the effort to repel Russia’s invasion of Ukraine.

• 

  Discerning the Drivers of China’s Nuclear Force Development: Models, Indicators, and Data

  David C. Logan and Phillip C. Saunders

  For decades following its first test in 1964, China maintained a small nuclear force and a doctrine emphasizing deterrence and no-first-use of nuclear weapons. China has recently embarked on an unprecedented campaign of expansion and modernization, which is changing the size, structure, and operational posture of its nuclear forces. The growing discrepancy between China’s restrained declaratory policy and advancing nuclear capabilities raises important questions about the status and future trajectory of China’s nuclear forces, with major implications for the United States.

• 

  “We Choose to Go to the Moon”: An Analysis of a Cold War Means-Developing Strategy

  David Christopher Arnold

  Strategists often ask “With the means available right now, what end can we achieve?” However, in strategy design it can be more appropriate to ask, “What is the desired end, and what means are available to achieve it?” The answer to this question may be, “If this is the desired end, first this new capability has to be created.” This case study examines how Kennedy determined he could achieve his ends (beat the Soviets in the world competition) in a particular way (shape the world conversation) using means yet to be created (the moon landing).

• 

  Priorities for NATO Partnerships in an Era of Strategic Competition

  Lisa Aronsson and Brett Swaney

  The Joseph Biden administration’s 2022 National Defense Strategy (NDS) establishes the People’s Republic of China as the “pacing challenge” and a priority for the United States, followed by Russia’s “acute” threat in Europe. The NDS also emphasizes the importance of working with allies and partners to address these threats and reinforce deterrence. The North Atlantic Treaty Organization (NATO), the most institutionalized and capable of U.S. alliances, aspires to play a role in addressing both the threat from Russia in Europe and the longerterm global security implications of China’s rise. With a position of leadership in NATO, the United States has an opportunity to

• 

  Lawfare in Ukraine: Weaponizing International Investment Law and the Law of Armed Conflict Against Russia’s Invasion

  Eric Chang

  This paper explores Ukraine’s innovative use of international investment law to hold Russia financially liable for damages arising out of its 2014 invasion and occupation of Crimea, and how this use of “lawfare” strategy can be further leveraged considering Russia’s renewed military invasion of Ukraine in 2022.

• 

  Dangerous Alliances: Russia’s Strategic Inroads in Latin America

  Douglas Farah and Marianne Richardson

  Russia’s strategic interests in Latin America center on establishing a multisector, persistent presence in the Western Hemisphere as a counterweight to U.S. and North Atlantic Treaty Organization (NATO) presence in the former Soviet Union and bordering states. The engagement focuses on aggressive implementation of what the West calls the doctrine of “hybrid warfare.” This approach fuses hard and soft power across multiple domains, recognizing the existence of a permanent state of confrontation with the West. This strategy undergirds the rationalization and operationalization of Russia’s invasion of Ukraine.

• 

  Gangs No Longer: Reassessing Transnational Armed Groups in the Western Hemisphere

  Douglas Farah and Marianne Richardson

  MS-13 (Mara Salvatrucha) in the Northern Triangle of Central America and the Primeiro Comando da Capital (PCC; First Command of the Capital), based in S.o Paulo, Brazil, are both tier-one criminal/political/military threats to the stability of the Western Hemisphere.1 These groups—no longer gangs but community-embedded transnational armed groups (CETAGs) in the pantheon of nonstate armed actors—are becoming more deeply enmeshed in the global drug trade, the body politic, and armed conflicts in the hemisphere. These CETAGs, rooted and enduring in their communities of origin, are likely to expand across the hemisphere and are driving multiple types of corruption that President Joe Biden in December 2021 vowed to fight as a core U.S. strategic interest.

• 

  Averting Escalation and Avoiding War: Lessons from the 1995–1996 Taiwan Strait Crisis

  Kristen Gunness and Phillip C. Saunders

  This study assesses information-sharing, communication, and policy coordination between U.S. and Taiwan decisionmakers in the 1995–1996 Taiwan Strait Crisis, derives key lessons, considers the implications for a future crisis, and makes recommendations to policymakers.

• 

  The Inevitable U.S. Return and the Future of Great Power Competition in South Asia

  Thomas F. Lynch

  More than a year after America’s painful Afghanistan withdrawal, the future of U.S. and Western security interests in South Asia no longer relates mainly to the terrorism threat from Salafi jihadism, which has receded and reoriented there to be most menacing toward Pakistan and China. Instead, American security interests now require the proper posture for long-term Great Power competition (GPC) with China. Such a posture in South Asia requires patient, persistent growth in the slowly maturing, overt strategic security partnership with India and a quiet regeneration of a transactional one with Pakistan.

• 

  Gray Dragons: Assessing China’s Senior Military Leadership

  Joel Wuthnow

  This report analyzes more than 300 biographies of senior Chinese military officers from 2015 and 2021 to assess the composition, demographics, and career patterns of the People’s Liberation Army (PLA) leadership.

• 

  The PRC’s Changing Strategic Priorities in Latin America: From Soft Power to Sharp Power Competition

  Douglas Farah and Marianne Richardson

  For the past 15 years, the willingness of the People’s Republic of China (PRC) to give billions of dollars in loans across Latin America created the perception that the PRC is spending unlimited resources to woo allies in a region where the United States historically carries significant influence. Currently, the PRC is heightening this perception by delivering millions of COVID-19 vaccines to Latin America, buttressed by a robust media operation to shape the information environment.

• 

  Iran in Latin America: Malign Alliances, “Super Spreaders,” and Alternative Narratives

  Douglas Farah and Alexa Tavarez

  Iran’s ability to shape the information environment and spread the narrative of the United States as an imperialist force—perpetrating violence and instability in Latin America—has grown in recent years. These ongoing and multifaceted campaigns of disinformation and carefully curated messages are coordinated with Russian and Venezuelan state media companies and thousands of allied Internet and social media accounts. Together, these efforts pose a strategic challenge to U.S. interests and regional efforts to promote stability, democratic values, and the rule of law. While less visible than shipping gasoline to the Nicolás Maduro regime and other provocative actions, Iran’s advances in Latin America’s information space is not any less threatening than its more overt activities.

• 

  Doing Well by Doing Good? Strategic Competition and United Nations Peacekeeping

  Bryce Loidolt

  The Joseph Biden administration’s Interim Strategic Guidance emphasizes the importance of ensuring that international organizations “continue to reflect the universal values, aspirations, and norms that have underpinned the UN [United Nations] system since its founding 75 years ago, rather than an authoritarian agenda.”1 In this context, several trends in competitor contributions to UN peacekeeping operations could be cause for alarm and warrant greater U.S. engagement. Although Washington remains the largest billpayer for these missions, both Russian and Chinese personnel contributions to UN peacekeeping have surpassed those of the United States. Chinese financial contributions are slowly increasing and, unlike the United States, are paid on time, in full, and without conditions. China is also the largest troop contributor to peacekeeping missions among the Permanent 5 members of the UN Security Council.

• 

  Russia and Saudi Arabia: Old Disenchantments, New Challenges

  John W. Parker and Thomas F. Lynch III

  The Joseph Biden administration can manage its recalibration of relations with Saudi Arabia without unwarranted fear that Riyadh will view Russia as a safe-harbor alternative to the United States on a myriad of state-to-state interactions that are most important to the Kingdom. While Russia’s transactional approach to foreign partners has at times given it advantages in some areas over the more value-based framework of U.S. foreign relations, there clearly have been limits to the Russian style of dealing with Saudi Arabia in this century. For now, Russian President Vladimir Putin appears to have lost his bet on Saudi Crown Prince Mohammed bin Salman (MbS) as a resolute Russian strategic partner. However, Putin will continue to do business when necessary with the Kingdom of Saudi Arabia (KSA) on a transactional basis given its role as a key player in the region, particularly in the Expanded Organization of the Petroleum Exporting Countries (OPEC+). U.S. foreign policy during the Biden administration will do best to recognize that the Russia-Saudi partnership is a transactional one that will endure, but not at the highest order of broad functionality, including at times within OPEC+.

• 

  The Micromanagement Myth and Mission Command: Making the Case for Oversight of Military Operations

  Christopher J. Lamb

  This paper argues that leaders, historians, and pundits have grossly exaggerated civilian micromanagement of the U.S. military, resulting in less effective civilian and military oversight of military operations and a reduced likelihood that military operations will achieve strategic results. Exaggerating the frequency and impact of civilian micromanagement encourages military leaders to distance themselves from oversight and disinclines Presidents from exercising it. There is also evidence that within the military chain of command, an exaggerated concern with civilian micromanagement has distorted understanding of good leadership and the Joint Staff’s “mission command” doctrine, encouraging the military to ignore its own time-honored leadership principles.

• 

  System Overload: Can China’s Military Be Distracted in a War over Taiwan?

  Joel Wuthnow

  In his 2019 New Year’s Day address, Chinese Communist Party (CCP) General Secretary Xi Jinping issued a stern warning to Taiwan: “We make no promise to abandon the use of force, and retain the option of taking all necessary measures.” At the same time, he warned that force could also be used to forestall “intervention by external forces,” referring to the United States. While designed to intimidate recalcitrant Taiwan and U.S. leaders—and appeal to domestic nationalists—rather than to signal an imminent confrontation, Xi’s comments underscored the very real military threats that China’s People’s Liberation Army (PLA) poses to Taiwan. As the U.S. Defense Intelligence Agency notes, Taiwan has been the “primary driver” of PLA modernization for decades, spurring the development of short- and long-range ballistic missiles, amphibious and airborne units, and other capabilities targeted at Taiwan and intervening U.S. forces. Those threats have become more worrisome as the PLA conducts large-scale exercises and provocative bomber flights around the island. The PLA’s improved warfighting capabilities have contributed to China’s near-term cross–Taiwan Strait objective—deterring Taiwan independence. Understanding the costs that a war would impose on the island, few but the most die-hard Taiwan independence activists have supported overt moves toward de jure independence.

• 

  Finding Ender: Exploring the Intersections of Creativity, Innovation, and Talent Management in the U.S. Armed Forces

  Susan F. Bryant and Andrew Harrison

  Current national-level strategic documents exhort the need for creativity and innovation as a precondition of America’s continued competitive edge in the international arena. But what does that really mean in terms of personnel, processes, and culture? This paper argues that an overlooked aspect of talent management, that of cognitive diversity, must be considered when retooling military talent management systems. Going one step further, talent management models must incorporate diversity of both skill set and mindset into their calculus. Specifically, the Department of Defense (DOD) needs to recruit, retain, and utilize Servicemembers and civilians with higher than average levels of creativity and a propensity for innovative thinking. It needs “enders.”

• 

  A Strategic Overview of Latin America: Identifying New Convergence Centers, Forgotten Territories, and Vital Hubs for Transnational Organized Crime

  Douglas Farah and Kathryn Babineau

  This paper outlines a number of critical strategic challenges in Latin America for U.S. policymakers, which were directly identified in the December 2017 National Security Strategy. However, despite this recognition, these issues are seldom featured in policy discussions about the region.

• 

  El Salvador’s Recognition of the People’s Republic of China: A Regional Context

  Douglas Farah and Caitlyn Yates

  In January 2016, the People’s Republic of China (PRC) abandoned an 8-year truce in its war with the Republic of China (ROC) over diplomatic recognition around the world and subsequently moved to aggressively woo traditional Taipei allies. This paper centers on the PRC’s recent successful push into Latin America, and particularly in Central America—historically a primary area of influence for the United States. Through a concerted effort—and often in exchange for promises of mega investments and financial aid—the PRC increasingly receives a warm welcome across the Latin American continent.

• 

  Thucydides’ Other “Traps”: The United States, China, and the Prospect of “Inevitable” War

  Alan Greeley Misenheimer

  The notion of a “Thucydides Trap” that will ensnare China and the United States in a 21st century conflict—much as the rising power of Athens alarmed Sparta and made war “inevitable” between the Aegean superpowers of the 5th century BCE—has received global attention since entering the international relations lexicon 6 years ago. Scholars, journalists, bloggers, and politicians in many countries, notably China, have embraced this beguiling metaphor, coined by Harvard political science professor Graham Allison, as a framework for examining the likelihood of a Sino-American war.

• 

  Between Russia and Iran: Room to Pursue American Interests in Syria

  John W. Parker

  President Donald Trump has underscored containing Iran’s sway as a key element in establishing a “strong and lasting footprint” in Syria as the United States moves toward bringing its Soldiers home. In pursuing this key American objective, this paper recommends that Washington take advantage of the “daylight” between Russia and Iran, and that it be American policy at all levels to work to expand it. This long-existing “daylight” was underscored in 2018 by calls in Moscow for Iran to withdraw its forces from some or all of Syria, and by Putin’s positive regard at the summit in Helsinki with President Trump for Israel’s security requirements.

• 

  Five Conundrums: The United States and the Conflict in Syria

  Michael A. Ratney

  For the past 8 years, two U.S. administrations, the United Nations (UN), and numerous foreign governments have sought to end the catastrophic war in Syria and reach a negotiated political settlement to the conflict. Their efforts have repeatedly been complicated, even thwarted, by the highly contested and violent politics underlying the conflict, the sheer number of conflict actors inside and outside of Syria, and those actors’ diverse and often irreconcilable objectives.

• 

  Managing Military Readiness

  Laura J. Junor

  Understanding the limits of the Nation’s ability to generate and deploy ready military forces is a basic element of national security. It is also the element most likely to be taken for granted or assumed away despite ample historical evidence of the human and operational costs imposed by such an error. As budgets shrink and threats grow more diverse, national security leaders need a specific accounting of the readiness limits of the force and the consequences of those limits as well as the insight to make timely and effective mitigation decisions.

• 

  India-Japan Strategic Cooperation and Implications for U.S. Strategy in the Indo-Asia-Pacific Region

  Thomas F. Lynch III and James J. Przystup

  The emerging strategic relationship between India and Japan is significant for the future security and stability of the Indo-Asia-Pacific region. It is also a critical emergent relationship for U.S. security objectives across the Asia-Pacific. India possesses the most latent economic and military potential of any state in the wider Asia-Pacific region. Therefore, India is the state with the greatest potential outside of the United States itself to contribute to the objectives of the “Rebalance to the Pacific” announced by Washington in 2011. This “rebalance” was aimed at fostering a stable, prosperous, and rules-based region where peace, prosperity, and wide respect for human rights are observed and extended. Implicit in the rebalance was a hedge against a China acting to challenge the existing post–World War II rules-based international and regional order.

• 

  The Comprehensive Nuclear-Test-Ban Treaty Negotiations: A Case Study

  Maurice A. Mallin

  On July 16, 1945, the United States conducted the world’s first nuclear explosive test in Alamagordo, New Mexico. The test went off as planned; a nuclear chain reaction, in the form of an explosion, could be created. Less than a month later, nuclear weapons were used to support Allied efforts to end World War II.