Research and Case Studies

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  Putin’s Syrian Gambit: Sharper Elbows, Bigger Footprint, Stickier Wicket

  John W. Parker

  Thanks in large part to Russia’s military intervention, Syrian president Bashar al-Asad’s fortunes have made a remarkable recovery since May/June 2015. Russia, together with the Lebanese Hizballah, Iran, and Iranian-organized Shia militias from Iraq, Afghanistan, Pakistan, and elsewhere, has succeeded in averting Asad’s military defeat. What Russian president Vladimir Putin has accomplished in Syria is important for American national security interests and policy in the region because it frames some of the hard choices Washington must now make.

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  Asia and the Trump Administration: Challenges, Opportunities, and a Road Ahead

  James J. Przystup and Phillip C. Saunders

  The Asia-Pacific region is of exponentially increasing importance to the United States. Developments there affect vital U.S. economic, security, and political interests. Unfettered access to the region is a strategic imperative to allow the United States to protect and advance its wide-ranging national interests.

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  Like, Comment, Retweet: The State of the Military's Nonpartisan Ethic in the World of Social Media

  Heidi A. Urben

  Through a survey of more than 500 military elites attending the United States Military Academy and National Defense University, this project seeks to establish the nature and extent of political expression by members of the military throughout social media and whether or not such expression is in keeping with the norm of nonpartisanship.

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  Fifty Shades of Friction Combat Climate, B-52 Crews, and the Vietnam War

  Mark Clodfelter

  “Four elements make up the climate of war: danger, exertion, uncertainty, and chance,” wrote Prussian military philosopher Carl von Clausewitz in his seminal On War. He observed that collectively, those four elements comprised the notion of friction, which he defined as “the only concept that more or less corresponds to the factors that distinguish real war from war on paper.” Friction has disrupted the implementation of war plans since the dawn of civilization, and despite efforts to minimize its effects, it will continue to do so.

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  Violating Reality: The Lavelle Affair, Nixon, and the Parsing of the Truth

  Mark Clodfelter

  On December 20, 2010, the Senate Armed Services Committee (SASC) denied the Pentagon’s request, endorsed by President Barack Obama, to advance posthumously Air Force Maj Gen John D. Lavelle to the retired list in the rank of general.1 Thirty-eight years earlier, Air Force Chief of Staff Gen John D. Ryan had fired the four-star Lavelle as the Seventh Air Force commander in Saigon for allegedly conducting unauthorized airstrikes against North Vietnam and ordering the falsification of mission reports. Senate hearings in September 1972 deemed Lavelle guilty of both offenses, resulting in his demotion to major general following retirement. Yet a careful reading of documentary and taped evidence, much of it recently discovered and not available at the time of the original Senate hearings, reveals that General Lavelle neither violated the rules of engagement (ROE) that prescribed America’s air war at the time of his dismissal nor falsified mission reports. Accordingly, Lavelle should have his rank restored, and the so-called Lavelle affair should serve as a cautionary tale for political and military leaders alike who question the proper conduct of “civil-military relations” in the complex and often confounding era of modern limited war.

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  Frontier Security: The Case of Brazil

  John A. Cope and Andrew Parks

  Over the past three decades Brazil has greatly improved its ability to monitor and control its long border. Achieving better management of the complex frontier security problem required a great deal of patience, trial and error, organizational adaptation, and good leadership. The Brazilian experience yields a number of important lessons for Brazil and for its neighbors in the Western Hemisphere. Improving performance required subordination of military priorities to civilian authorities; the repositioning of forces; better military-police cooperation; interagency and international cooperation; investment in technologies to give Brazil an advantage in the contest for best situational awareness; a long-term commitment; and guiding strategy documents supported by both civil and military authorities. Of overarching significance is the way the Brazilian military was able to reestablish the confidence of civilian leaders in the aftermath of decades of military rule. The result was a Brazilian military that is more professional, more respected, and better resourced than before. For the United States, the evolution of Brazilian frontier security is not only a developing good news story for hemispheric relations, but also a learning opportunity, since similar security problems have not always been so well managed in the United States.

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  India’s Naxalite Insurgency: History, Trajectory, and Implications for U.S.-India Security Cooperation on Domestic Counterinsurgency

  Thomas F. Lynch III

  The pace of U.S.-India defense cooperation over the past decade—and especially the past 2 years—has been unprecedented and impressive in many areas. These areas include defense technology cooperation, the discussion of a framework for military-to-military agreements, and the expansion of joint military exercises. U.S.-India defense cooperation, however, will remain limited in critical areas where India’s historical independent interests remain firm. Among these areas of Indian reserve include strategic autonomy, the imperatives of domestic federalism, and the preference for a go-slow approach toward redressing civil unrest. Attempts by U.S. policymakers to press harder in these areas will likely prove counterproductive.

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  The Return of Foreign Fighters to Central Asia: Implications for U.S. Counterterrorism Policy

  Thomas F. Lynch III, Michael Bouffard, Lesley King, and Graham Vickowski

  Central Asia is the third largest point of origin for Salafi jihadist foreign fighters in the conflagration in Syria and Iraq, with more than 4,000 total fighters joining the conflict since 2012 and 2,500 reportedly arriving in the 2014–2015 timeframe alone. As the Islamic State of Iraq and the Levant (ISIL) continues to lose territory under duress from U.S.-led anti-ISIL coalition activities, some predict that many may return home bent on jihad and generating terror and instability across Central Asia. Yet several factors indicate that such an ominous foreign fighter return may not materialize. Among these factors are that a majority of Central Asians fighting for ISIL and the al-Nusra Front in Syria and Iraq are recruited while working abroad in Russia, often from low-wage jobs under poor conditions making the recruits ripe for radicalization. In addition, many of those heading for jihad in Syria and the Levant expect that they are on a “one way journey,” some to martyrdom but most for a completely new life, and do not plan a return.

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  Understanding Putin Through a Middle Eastern Looking Glass

  John W. Parker

  The resurgence of Russian influence in the Middle East has surprised Moscow as much as any other capital. Russia has done better than the Kremlin and its Middle East experts feared when the Arab Spring began. Despite Moscow’s deep involvement in the Ukrainian crisis, Russia is now in a stronger position with national leaderships across the Middle East than it was in 2011, although its stock with Sunni Arab public opinion has been sinking.

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  The U.S.-Japan Alliance: Review of the Guidelines for Defense Cooperation

  James J. Przystup

  This paper is focused on the U.S.-Japan alliance as reflected in the evolution of the U.S.-Japan Guidelines for Defense Cooperation. It begins with consideration of the October 3, 2013, 2+2 Statement released by Secretary of State John Kerry, Secretary of Defense Chuck Hagel, Foreign Minister Fumio Kishida, and Minister of Defense Itsunori Onodera. The statement reaffirmed the critical importance of the alliance to international stability and security, the U.S. commitment to the security of Japan, and a common strategic vision based on shared values. The statement also tasked the two governments to review the existing 1997 U.S.-Japan Guidelines for Defense Cooperation. Over the course of three-plus decades, the guidelines have served as the framework for U.S.-Japan security cooperation.

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  The Bosnian Train and Equip Program: A Lesson in Interagency Integration of Hard and Soft Power

  Christopher J. Lamb, Sarah Arkin, and Sally Scudder

  Military assistance to Bosnian forces was part of a complex plan to resolve what one former Secretary of State called “the problem from hell.” When Yugoslavia began to disintegrate in the early 1990s following the Soviet Union’s demise, it released a mix of nationalist and ethnic movements that led to civil war. Ill-disciplined combinations of regular and irregular forces struggled to control territory and protect civilians, sometimes herding them toward ethnically homogenous enclaves in a process widely referred to as “ethnic cleansing.” The intentional displacement of civilian populations, often encouraged by atrocities including mass murder and rape, was a tragic and complex foreign policy problem that defied simple and easy solutions.

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  The U.S. “Rebalance” and Europe: Convergent Strategies Open Doors to Improved Cooperation

  Leo G. Michel and James J. Przystup

  The U.S. strategic “rebalance” to the Asia-Pacific region has captured the attention of our

  European allies and partners. When the strategy (initially described as a “pivot to Asia”) was articulated in late 2011 and early 2012, European reactions were diverse. Some governmental officials, nongovernmental experts, and media commentators voiced concern that the strategy signaled at best a diminishing U.S. interest in European security affairs, or at worst a deliberate U.S. policy of disengagement from Europe, North Africa, and the Middle East.

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  The Indian Jihadist Movement: Evolution and Dynamics

  Stephen Tankel

  The Indian jihadist movement remains motivated primarily by domestic grievances rather than India-Pakistan dynamics. However, it is far more lethal than it otherwise would have been without external support from the Pakistani state, Pakistani and Bangladeshi jihadist groups, and the ability to leverage Bangladesh, Nepal, and certain Persian Gulf countries for sanctuary and as staging grounds for attacks in India. External support for the Indian mujahideen (IM) from the Pakistani Inter-Services Intelligence and Pakistan-based militant groups such as Lashkar-e-Taiba (LeT) persists, but the question of command and control is more difficult to discern. The IM is best viewed as an LeT associate rather than an LeT affiliate.

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  Crisis Stability and Nuclear Exchange Risks on the Subcontinent: Major Trends and the Iran Factor

  Thomas F. Lynch III

  Crisis stability—the probability that political tensions and low-level conflict will not erupt into a major war between India and Pakistan—is less certain in 2013 than at any time since their sequential nuclear weapons tests of 1998. India’s vast and growing spending on large conventional military forces, at least in part as a means to dissuade Pakistan’s tolerance of (or support for) insurgent and terrorist activity against India, coupled with Pakistan’s post-2006 accelerated pursuit of tactical nuclear weapons as a means to offset this Indian initiative, have greatly increased the risk of a future Indo-Pakistani military clash or terrorist incident escalating to nuclear exchange.1 America’s limited abilities to prevent the escalation of an Indo-Pakistani crisis toward major war are best served by continuing a significant military and political presence in Afghanistan and diplomatic and military-to-military dialogue with Pakistan well beyond 2014.

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  The New NATO Policy Guidelines on Counterterrorism: Analysis, Assessments, and Actions

  Stefano Santamato

  The history of the North Atlantic Treaty Organization (NATO) will say that the first, and so far only, time NATO has called upon its Article 5 collective defense clause was on September 12, 2001, following a terrorist attack on one of its members. Yet, until the agreement by NATO Heads of State and Government on the new policy guidelines on counterterrorism on May 20, 2012, NATO did not have an agreed policy to define its role and mandate in countering terrorism.

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  The Presidential Nuclear Initiatives of 1991-1992

  Susan J. Coch

  On the morning of September 28, 1991, then-Colonel Frank Klotz witnessed an historic moment at Grand Forks Air Force Base, North Dakota. As he and other senior officers from the base bomber and missile units watched, the crews for the B-1 strategic bombers that had been on alert that day climbed into their cockpits, started the planes, and taxied one after another away from the alert aircraft parking area. That scene was repeated at all 11 Strategic Air Command (SAC) bases in the United States. By the end of the day, there were no U.S. bombers on alert for the first time in over 30 years.

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  The International Atomic Energy Agency's Decision to Find Iran in Non-Compliance, 2002-2006

  Nima Gerami and Pierre Goldschmidt

  On August 14, 2002, at a press conference in Washington, DC, the National Council of Resistance of Iran (NCRI), an exiled Iranian opposition group, drew worldwide attention when it publicly accused Iran of clandestinely developing nuclear weapons. Alireza Jafarzadeh, then-U.S. media spokesperson for the NCRI, described two “top secret” nuclear facilities being constructed in Iran at Natanz and Arak under the guise of front companies involved in the procurement of nuclear material and equipment. Noting that media attention had focused on Iran’s publicly declared civilian facilities, Jafarzadeh claimed that “in reality, there are many secret nuclear programs at work in Iran without knowledge of the International Atomic Energy Agency (IAEA),” the international body responsible for verifying and assuring compliance with safeguards obligations under the 1968 Nuclear Non-Proliferation Treaty (NPT).

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  Cross-currents in French Defense and U.S. Interests

  Leo G. Michel

  France is the only European ally—except for the United Kingdom (UK)—that regards its military capabilities, operational performance, and defense industry as vital levers to exert global influence. While the French believe strongly in their need to preserve “strategic independence,” they see new challenges in the evolving international security environment that will oblige them to accept greater cooperation with others, even in areas once considered too sensitive to discuss. Although some French strategists remain uncomfortable with the notion of closer defense ties with the United States, others ask whether there might be a greater danger ahead: specifically, if Europe’s strength dissipates as America “rebalances” toward the Asia-Pacific region, where does France turn to find capable and willing partners to protect its security interests?

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  Russia and the Iranian Nuclear Program: Replay or Breakthrough?

  John W. Parker

  Despite protests across Russia sparked by last December’s fraud-filled Duma (parliament) elections, Vladimir Putin is preparing to return to the presidency this May. Will Putin replay his 2004–2008 approach to Iran, during which Russia negotiated the S–300 air defense system contract with Tehran? Or will he continue Russia’s breakthrough in finding common ground with the United States on Iran seen under President Dmitriy Medvedev, who tore up the S–300 contract?

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  Japan-China Relations 2005–2010: Managing Between a Rock and a Hard Place An Interpretative Essay

  James J. Przystup

  Between China and Japan, the past is ever-present. Notwithstanding shared cultural and historic ties, throughout the past century and going back to the Sino-Japanese war at the end of the 19th century, a bitter legacy of history—the Boxer Rebellion; the Mukden Incident and Japan’s occupation of South Manchuria (1931); the Marco Polo Bridge Incident, Japan’s subsequent invasion of China, and the Nanjing Massacre (1937); and the Sino-Japanese War (1937– 1945)—has left an indelible mark on this relationship.

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  Deception, Disinformation, and Strategic Communications: How One Interagency Group Made a Major Difference

  Fletcher Schoen and Christopher J. Lamb

  This study explains how one part-time interagency committee established in the 1980s to counter Soviet disinformation effectively accomplished its mission. Interagency committees are commonly criticized as ineffective, but the Active Measures Working Group is a notable exception. The group successfully established and executed U.S. policy on responding to Soviet disinformation. It exposed some Soviet covert operations and raised the political cost of others by sensitizing foreign and domestic audiences to how they were being duped. The group’s work encouraged allies and made the Soviet Union pay a price for disinformation that reverberated all the way to the top of the Soviet political apparatus. It became the U.S. Government’s body of expertise on disinformation and was highly regarded in both Congress and the executive branch.

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  The Ongoing Insurgency in Southern Thailand: Trends in Violence, Counterinsurgency Operations, and the Impact of National Politics

  Zachary Abuza

  Since January 2004, a Malay-Muslim–based insurgency has engulfed the three southernmost provinces in Thailand. More than 4,500 people have been killed and over 9,000 wounded, making it the most lethal conflict in Southeast Asia. Now in its 8th year, the insurgency has settled into a low-level stalemate. Violence is down significantly from its mid-2007 peak, but it has been steadily climbing since 2008. On average, 32 people are being killed and 58 wounded every month. Most casualties are from drive-by shootings, but there are also about 12 improvised explosive device (IED) attacks a month.

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  A Review of the 2001 Bonn Conference and Application to the Road Ahead in Afghanistan

  Mark Fields and Ramsha Ahmed

  Ten years ago in Bonn, Germany, the United Nations Envoy to Afghanistan, Ambassador Lakhdar Brahimi, and U.S. Envoy to the Afghan Opposition, Ambassador James Dobbins, led a diverse group of international diplomats and warriors to consensus and charted the political course for Afghanistan well into the decade. The process that led to the Bonn Agreement (Bonn 2001, or Bonn I) reflects the best of U.S. and United Nations statesmanship and was the result of the effective application of military and diplomatic power.

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  Secret Weapon: High-value Target Teams as an Organizational Innovation

  Christopher J. Lamb and Evan Munsing

  This study argues that interagency teams were a major catalyst in turning around the Iraq War, and that they will disappear from America’s arsenal unless the knowledge base supporting the innovation can be secured. Most explanations credit the dramatic reduction in violence in Iraq between 2007 and 2008 to new U.S. leadership, the surge in U.S. forces, and/or U.S. financial support to Sunni tribal leaders. In contrast, we argue that the United States employed an underappreciated organizational innovation—interagency teams—to put insurgent clandestine organizations on the defensive and give population security measures a chance to take effect.

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  Joint Interagency Task Force–South: The Best Known, Least Understood Interagency Success

  Evan Munsing and Christopher J. Lamb

  Joint Interagency Task Force–South (JIATF–South) is well known within the U.S. Government as the “gold standard” for interagency cooperation and intelligence fusion, despite its preference for keeping a low profile and giving other agencies the credit for its successes. It is often cited as a model for whole-of-government problem-solving in the literature on interagency collaboration, and other national security organizations have tried to copy its approach and successes. Despite the plaudits and attention, the way that JIATF–South actually operates has only received superficial analysis. In fact, few people actually understand why JIATF–South works as well as it does or how its success might be replicated.